Account Opening Form (For Individual / Corporate)

Account Opening Form (For Institutional Professional Investor)

Client Information Statement (Individual / Joint)

Client Information Statement (Corporate / Institutional)

W-8BEN

W-8BEN-E

W-8IMY

Self-Certification Form - Individual

Self-Certification Form - Entity

Self-Certification Form - Controlling Person

Individual Professional Investor Assessment Form

Assessment Form For Corporate Professional Investor

Client Agreement

Payment Instruction Form

Securities Settlement Instruciton

Confirmation of Fund Deposit

Physical Scrip Deposit Form（for HK stocks only）

Physical Scrip Withdrawal Form

Change of Particulars Form (Individual/Joint)

Change of Particulars Form (Corporate/Institution)

Risk Tolerance Assessment Form

Authorisation of Third Party Operated Account

Update of Client’s Financial Information Form (Individual/Joint)

Update of Client’s Financial Information Form (Corporate/Institution)

Consent Concerning HKIDR and OTCR

Application Form for China Stock Connect Northbound Trading Service

Subscription of Real Time Quote Service

Retrieving Statements Form

General Meeting - Attendance / Voting Notice

Notice on Websites and Platforms unrelated to SPDBI